Unclaimed
John Edward Cartmell is a financial advisor at Fidelity Brokerage Services LLC, a leading financial services firm. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 6, and Series 63 licenses. He has over 25 years of experience in the financial services industry. John has extensive experience providing financial advice to individuals and families. He specializes in retirement planning, investment management, and college savings. John is committed to providing his clients with personalized financial advice that meets their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
07/22/2013 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
RI
09/16/1997 - 12/31/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 08/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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