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John Edward Cartmell

Fidelity Brokerage Services LLC

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About John Edward Cartmell

John Edward Cartmell is a financial advisor at Fidelity Brokerage Services LLC, a leading financial services firm. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 6, and Series 63 licenses. He has over 25 years of experience in the financial services industry. John has extensive experience providing financial advice to individuals and families. He specializes in retirement planning, investment management, and college savings. John is committed to providing his clients with personalized financial advice that meets their unique needs and goals.

Firm Information

John Cartmell is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Cartmell’s Registration & Firm History

KY

07/22/2013 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

RI

09/16/1997 - 12/31/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/12/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/10/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Edward Cartmell.
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