Unclaimed
John Edward Brazell has over 25 years of experience in the financial services industry. John is a registered representative of Charles Schwab & Co., Inc. and is licensed to provide investment advice in South Carolina and Texas. John has a strong background in securities and investment advisory services. Prior to joining Charles Schwab & Co., Inc., John was employed by SCOTTRADE, INC. and Charles Schwab & Co., Inc. in Westlake, Texas. John has experience in various areas of the financial services industry, including financial planning, portfolio management, and asset based fees for wrap programs and subscription pricing for financial planning. John is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
SC
01/02/2019 - Present
Charles Schwab & CO., Inc. (Irmo SC)
SC
01/09/2004 - 09/19/2017
SCOTTRADE, INC. (COLUMBIA SC)
TX
05/16/1996 - 12/19/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 03/06/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure John Brazell is the right advisor for you? Invested Better is here to help.