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John Edward Brazell

Charles Schwab & CO., Inc.

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About John Edward Brazell

John Edward Brazell has over 25 years of experience in the financial services industry. John is a registered representative of Charles Schwab & Co., Inc. and is licensed to provide investment advice in South Carolina and Texas. John has a strong background in securities and investment advisory services. Prior to joining Charles Schwab & Co., Inc., John was employed by SCOTTRADE, INC. and Charles Schwab & Co., Inc. in Westlake, Texas. John has experience in various areas of the financial services industry, including financial planning, portfolio management, and asset based fees for wrap programs and subscription pricing for financial planning. John is committed to providing his clients with personalized financial advice to help them achieve their financial goals.

Firm Information

John Brazell is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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John Brazell’s Registration & Firm History

SC

01/02/2019 - Present

Charles Schwab & CO., Inc. (Irmo SC)

SC

01/09/2004 - 09/19/2017

SCOTTRADE, INC. (COLUMBIA SC)

TX

05/16/1996 - 12/19/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 03/06/2017

Series 66 - Uniform Combined State Law Examination

IA

Issued 12/21/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2004

Series 24 - General Securities Principal Examination

BC

Issued 06/16/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/17/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Edward Brazell.
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