Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edward Barnes is a financial advisor with over 20 years of experience in the industry. John is currently registered with Raymond James Financial Services Advisors, Inc., and has been with the firm since 2010. Prior to that, John worked for Morgan Stanley Smith Barney, Citigroup Global Markets Inc., SunAmerica Securities, Inc., and Securities Service Network, Inc. John offers financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. John holds Series 6, 7, 63, and 65 licenses, as well as the Securities Industry Essentials (SIE) Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MD
05/24/2010 - Present
Raymond James Financial Services Advisors, Inc. (SEVERNA PARK MD)
MD
06/01/2009 - 06/03/2010
MORGAN STANLEY SMITH BARNEY (ANNAPOLIS MD)
MD
02/23/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ANNAPOLIS MD)
AZ
10/19/1998 - 04/08/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
TN
09/10/1997 - 11/05/1997
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
BC
Issued 03/19/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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