Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edmund Brosnan is a financial professional with over 20 years of experience in the financial services industry. John is currently registered with Commerz Markets LLC and has previously been registered with Jefferies LLC, HSBC Securities (USA) Inc., and Barclays Capital Inc. John is a Series 27, SIE, and Series 99TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/29/2015 - Present
Commerz Markets LLC (NEW YORK NY)
NY
05/07/2012 - 06/25/2015
JEFFERIES LLC (NEW YORK NY)
NY
09/14/2011 - 05/09/2012
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
08/30/1999 - 04/21/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/20/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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