Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edgar Brooks is a financial advisor with over 40 years of experience in the financial industry. John is currently registered with LPL Financial LLC and has been with the firm since November 2017. Prior to that, John was a registered representative with National Planning Corporation from October 2007 to November 2017. John is licensed to provide financial advice in 46 states and has a Series 6, 7, 24, 26, 63, and 65 licenses. John specializes in financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
11/01/2018 - Present
LPL Financial LLC (SAINT ALBANS MO)
MO
10/29/2007 - 11/29/2017
NATIONAL PLANNING CORPORATION (ST. ALBANS RD MO)
MO
10/01/2002 - 10/30/2007
AMERICAN GENERAL SECURITIES INCORPORATED (ST. ALBANS MO)
TX
01/27/1982 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 08/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2007
Series 24 - General Securities Principal Examination
BC
Issued 11/23/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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