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John Earle Redfearn

Cape Investment Advisory, Inc.

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About John Earle Redfearn

John Earle Redfearn is a financial advisor with over 25 years of experience. John is currently registered with Cape Investment Advisory, Inc. and is licensed in multiple states, including Georgia, North Carolina, and others. John holds several industry certifications, including Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC). John has previously worked with several other firms, including Advanced Asset Trading, Inc., Allied Beacon Partners, Inc., and ProEquities, Inc.

Firm Information

John Redfearn is currently registered with Cape Investment Advisory, Inc.. Cape Investment Advisory, Inc. is an investment advisory firm headquartered in McDonough, Georgia, with a total of 40 investment adviser representatives. The firm manages approximately $365 million in assets, providing financial planning, pension consulting, and portfolio management services for individuals and businesses. They also offer educational seminars and select other advisors. The firm's services are tailored to meet the needs of high-net-worth individuals, pension and profit-sharing plans, and other individual clients.
Cape Investment Advisory, Inc.

1600 PENNSYLVANIA AVE.

MCDONOUGH, GA 30253

$365.21M

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Redfearn’s Registration & Firm History

GA

03/16/2021 - Present

Cape Investment Advisory, Inc. (Stockbridge GA)

GA

03/22/2012 - 11/30/2012

ADVANCED ASSET TRADING, INC (ATLANTA GA)

GA

06/22/2011 - 02/22/2012

ALLIED BEACON PARTNERS, INC. (ATLANTA GA)

GA

02/07/2011 - 06/23/2011

GIRARD SECURITIES, INC. (ATLANTA GA)

GA

01/03/2007 - 02/11/2011

QA3 FINANCIAL CORP. (ATLANTA GA)

GA

08/12/1996 - 12/31/2006

PROEQUITIES, INC. (ATLANTA GA)

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Licenses & Designations

IA

Issued 04/06/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 11/30/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1999

Series 7 - General Securities Representative Examination

BC

Issued 08/09/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Earle Redfearn.
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