Unclaimed
John Earle Redfearn is a financial advisor with over 25 years of experience. John is currently registered with Cape Investment Advisory, Inc. and is licensed in multiple states, including Georgia, North Carolina, and others. John holds several industry certifications, including Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC). John has previously worked with several other firms, including Advanced Asset Trading, Inc., Allied Beacon Partners, Inc., and ProEquities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
GA
03/16/2021 - Present
Cape Investment Advisory, Inc. (Stockbridge GA)
GA
03/22/2012 - 11/30/2012
ADVANCED ASSET TRADING, INC (ATLANTA GA)
GA
06/22/2011 - 02/22/2012
ALLIED BEACON PARTNERS, INC. (ATLANTA GA)
GA
02/07/2011 - 06/23/2011
GIRARD SECURITIES, INC. (ATLANTA GA)
GA
01/03/2007 - 02/11/2011
QA3 FINANCIAL CORP. (ATLANTA GA)
GA
08/12/1996 - 12/31/2006
PROEQUITIES, INC. (ATLANTA GA)
IA
Issued 04/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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