Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Earl Scarborough is a financial professional with over 7 years of experience in the financial services industry. John is currently registered with LPL Financial LLC and holds Series 6, 7TO, 26, 63 and 66 securities licenses. He is also registered as an Investment Advisor Representative in Texas. John has previously been registered with NYLIFE Securities LLC. John has experience in the areas of financial planning, investment management, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/13/2021 - Present
LPL Financial LLC (HOUSTON TX)
TX
12/03/2015 - 10/20/2021
NYLIFE SECURITIES LLC (SUGARLAND TX)
BOTH
Issued 09/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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