Unclaimed
John Salisbury is a financial advisor with Raymond James & Associates, Inc. John has been working in the financial services industry since 1992. John provides financial planning, portfolio management, and educational seminars. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 63, and 65 licenses. John also holds a SIE license. John is registered to provide investment advisory services in the states of Texas, Washington, Colorado, District of Columbia, Kansas, Maryland, Massachusetts, New Mexico, New York, Virginia, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
05/05/2020 - Present
Raymond James & Associates, Inc. (Kirkland WA)
WA
01/01/2008 - 05/07/2020
WELLS FARGO CLEARING SERVICES, LLC (BELLEVUE WA)
WA
05/08/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (KIRKLAND WA)
NY
05/16/1994 - 05/12/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/13/1992 - 05/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/26/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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