Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn E. Wade is a financial advisor with over 20 years of experience in the financial services industry. John currently works as a financial advisor with Oppenheimer & Co. Inc. in Nashville, TN. John has held previous positions with B. Riley Wealth Management, UBS Financial Services Inc., and First Tennessee Brokerage, Inc. John is a Certified Financial Planner and holds the Series 6, 7, 63 and 66 licenses as well as the SIE. John specializes in providing financial planning and portfolio management for individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TN
01/29/2024 - Present
Oppenheimer & Co. Inc. (NASHVILLE TN)
TN
05/22/2009 - 10/25/2022
B. RILEY WEALTH MANAGEMENT (Nashville TN)
TN
05/01/2006 - 05/13/2009
UBS FINANCIAL SERVICES INC. (NASHVILLE TN)
TN
05/03/2000 - 04/08/2005
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
BOTH
Issued 04/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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