Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn E Swegles has over 40 years of experience in the financial services industry. John currently works as a registered representative for Newbridge Financial Services Group, Inc. in Boca Raton, FL. John has a wide range of experience, having held positions with various firms throughout their career, including Wells Fargo Clearing Services, LLC, Morgan Stanley and UBS Financial Services Inc. John has a strong track record of providing investment advice and financial planning to individuals, families and businesses. John specializes in providing financial advice and investment management to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. John has a strong commitment to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
1
2
FL
05/15/2024 - Present
Newbridge Financial Services Group, Inc. (BOCA RATON FL)
MI
02/26/2016 - 12/13/2023
WELLS FARGO CLEARING SERVICES, LLC (GROSSE POINTE WOODS MI)
MI
06/01/2009 - 03/11/2016
MORGAN STANLEY (GROSSE POINTE FARMS MI)
MI
02/22/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GROSSE POINTE FARMS MI)
MI
08/10/2001 - 03/03/2008
UBS FINANCIAL SERVICES INC. (GROSSE POINTE FARMS MI)
FL
06/17/1998 - 09/06/2001
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
05/26/1987 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NA
07/19/1984 - 05/21/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
08/16/1983 - 07/19/1984
E. F. HUTTON & COMPANY INC
NA
03/16/1982 - 08/12/1983
IDS LIFE INSURANCE COMPANY
NA
03/16/1982 - 08/12/1983
IDS MARKETING CORPORATION
NA
03/16/1982 - 08/12/1983
INVESTORS DIVERSIFIED SERVICES, INC.
IA
Issued 07/30/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/05/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/10/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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