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John E. Rietz

PNC Investments

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About John E. Rietz

John E. Rietz is a financial advisor who has been in the industry since 1995. John is currently registered with PNC Investments and has previously been registered with several other firms, including BBVA Securities Inc., Wells Fargo Advisors, LLC, and Citigroup Global Markets Inc. John has a wide range of experience in the financial industry and is licensed to provide investment advice in multiple states. John has passed the Series 7, Series 63, Series 65, and SIE exams. John is a highly experienced financial advisor with a long history of success in the industry.

Firm Information

John Rietz is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Rietz’s Registration & Firm History

AZ

08/30/2021 - Present

PNC Investments (TUCSON AZ)

AZ

08/31/2015 - 08/16/2021

BBVA SECURITIES INC. (COOLIDGE AZ)

AZ

05/17/2013 - 08/18/2015

WELLS FARGO ADVISORS, LLC (TUCSON AZ)

AZ

05/16/2013 - 05/20/2013

BBVA SECURITIES INC. (TUCSON AZ)

AZ

02/07/2008 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (TUCSON AZ)

AZ

05/31/2005 - 01/30/2008

H&R BLOCK FINANCIAL ADVISORS, INC. (TUCSON AZ)

NY

08/18/1999 - 06/20/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

MN

07/27/1995 - 08/30/1999

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 12/04/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/02/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John E. Rietz. Review regulatory record here.
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