Invested Better
Unclaimed

Unclaimed

Unclaimed

John E Kimbrough

Stephens

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John E Kimbrough

John Kimbrough is a financial advisor with Stephens, based in MEMPHIS, TN. John has been in the industry since 1984, and has a wide range of experience in financial planning, portfolio management, and investment advisory services. John is registered in 34 states for securities and in 2 states for investment advisory services. John specializes in working with individuals, corporations, other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and non-corporate organizations. John is committed to providing his clients with the highest level of personalized service.

Firm Information

John Kimbrough is currently registered with Stephens. Stephens is a Corporation headquartered in LITTLE ROCK, AR, United States. Founded in 1987, the firm provides a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. Stephens has a strong track record of success with over $14.7 billion in regulatory assets under management and a diverse client base. The firm also operates a wrap fee program and has a strong presence across the United States.
Stephens

111 CENTER ST

LITTLE ROCK, AR 72201

$14.78B

Assets Under Management

180

Total Clients

495

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Kimbrough’s Registration & Firm History

TN

04/04/2014 - Present

Stephens (MEMPHIS TN)

TN

06/01/2009 - 02/06/2012

MORGAN STANLEY SMITH BARNEY (MEMPHIS TN)

TN

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (MEMPHIS TN)

TN

12/03/2004 - 04/02/2007

MORGAN STANLEY DW INC. (MEMPHIS TN)

NJ

07/02/1999 - 12/17/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

09/04/1992 - 07/12/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

04/18/1984 - 09/15/1992

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

Not sure if John E Kimbrough is right for you?

Licenses & Designations

IA

Issued 07/15/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/18/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/1991

Series 3 - National Commodity Futures Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John E Kimbrough.
Not sure if John E Kimbrough is right for you?