Unclaimed
John Kimbrough is a financial advisor with Stephens, based in MEMPHIS, TN. John has been in the industry since 1984, and has a wide range of experience in financial planning, portfolio management, and investment advisory services. John is registered in 34 states for securities and in 2 states for investment advisory services. John specializes in working with individuals, corporations, other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and non-corporate organizations. John is committed to providing his clients with the highest level of personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TN
04/04/2014 - Present
Stephens (MEMPHIS TN)
TN
06/01/2009 - 02/06/2012
MORGAN STANLEY SMITH BARNEY (MEMPHIS TN)
TN
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MEMPHIS TN)
TN
12/03/2004 - 04/02/2007
MORGAN STANLEY DW INC. (MEMPHIS TN)
NJ
07/02/1999 - 12/17/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/04/1992 - 07/12/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/18/1984 - 09/15/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1991
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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