Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dusza is a financial advisor at Wells Fargo Advisors Financial Network, LLC. John has been working in the financial industry since 1997 and holds Series 63, 65 and 66 licenses. John is also a Certified Financial Planner. John has held previous roles at UBS Financial Services Inc. and Morgan Stanley DW Inc. John Dusza has a branch office location in Guilford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/24/2012 - Present
Wells Fargo Advisors Financial Network, LLC (GUILFORD CT)
CT
01/13/2005 - 08/31/2012
UBS FINANCIAL SERVICES INC. (NEW HAVEN CT)
NY
09/17/1997 - 08/27/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/04/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1997
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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