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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dunn is a financial advisor with Fidelity Brokerage Services LLC. John has been working in the financial services industry since 1994. Prior to joining Fidelity Brokerage Services LLC, John worked at Northwestern Mutual Investment Services, LLC, UBS Financial Services Inc., Nationwide Securities, LLC, and TIAA-CREF Individual & Institutional Services, LLC. John is registered to provide investment advice in 53 states and the District of Columbia, as well as in Texas for investment advisory services. John has also passed the Series 7, 6, 63, and 65 exams.
ARMONK, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/12/2024 - Present
Fidelity Personal AND Workplace Advisors (ARMONK NY)
CT
01/06/2020 - 07/10/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Stamford CT)
NY
02/05/2013 - 11/30/2017
FIDELITY BROKERAGE SERVICES LLC (SCARSDALE NY)
NJ
01/11/2011 - 01/16/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
02/02/2010 - 12/17/2010
NATIONWIDE SECURITIES, LLC (STAMFORD CT)
NY
05/17/2007 - 03/25/2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
WI
08/15/2006 - 05/08/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NY
10/13/1994 - 03/31/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
BC
Issued 3/15/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 8/29/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 6/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 9/19/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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