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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dung Nguyen is an investment advisor representative at Commonwealth Financial Network. John is registered with the state of Virginia as an investment advisor representative. John has been in the industry since 1999 and holds the Series 66, Series 7 and SIE licenses. John is also a Certified Financial Planner™. John has worked at Commonwealth Financial Network since 2007. Prior to joining Commonwealth Financial Network, John was an investment advisor representative at Ameriprise Financial Services, Inc. and IDS Life Insurance Company. John's firm has a total of 19600 clients and has been in business since 1979. The firm is a registered investment advisor with the Securities and Exchange Commission (SEC). Commonwealth Financial Network has 2500 licensed agents, 3300 investment adviser representatives, and 2950 registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
05/11/2007 - Present
Commonwealth Financial Network (Arlington VA)
VA
05/11/2007 - 09/28/2018
COMMONWEALTH FINANCIAL NETWORK (ARLINGTON VA)
VA
08/02/1999 - 05/11/2007
AMERIPRISE FINANCIAL SERVICES, INC. (FALLS CHURCH VA)
MN
08/02/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/19/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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