Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dunback is a financial professional with over 10 years of experience in the securities industry. John is currently registered with Jefferies LLC. Prior to joining Jefferies LLC, John was employed by Nomura Securities International, Inc., EXOS Securities LLC, and RBS Securities Inc. John holds the Securities Industry Essentials Examination (SIE) and the Series 99: Operations Professional Examination licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/28/2024 - Present
Jefferies LLC (NEW YORK NY)
NY
03/22/2022 - 11/03/2023
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/26/2019 - 03/21/2022
EXOS SECURITIES LLC (NEW YORK NY)
CT
05/25/2012 - 09/15/2017
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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