Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Woltemate is a financial advisor with LPL Financial LLC. John has been in the financial services industry since 1993. John holds the Series 7, 6, 24, 63 and 65 licenses. John has worked with CUNA BROKERAGE SERVICES, INC., FIRST ALLIED SECURITIES, INC., BANK UNITED SECURITIES CORP., NATIONSBANC INVESTMENTS, INC., NATIONSSECURITIES, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY in the past. John's current office location is at 21550 SH 249, HOUSTON, TX, 77001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/18/2022 - Present
LPL Financial LLC (HOUSTON TX)
TX
08/23/2001 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (SUGAR LAND TX)
CA
04/23/1999 - 08/28/2001
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
TX
01/11/1999 - 05/03/1999
BANK UNITED SECURITIES CORP. (HOUSTON TX)
MA
01/01/1998 - 12/11/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
02/08/1994 - 01/01/1998
NATIONSSECURITIES
MA
04/28/1993 - 12/09/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/28/1993 - 12/09/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 09/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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