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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Duff Saxe is an investment advisor representative registered with Summit Trail Advisors, LLC. Saxe has been in the financial services industry since October 23, 2007. He is a registered representative and investment advisor in the state of New York. Saxe holds the Series 3, 7, 24, 63, and 66 securities licenses. He is also a registered principal with the Financial Industry Regulatory Authority (FINRA). Saxe specializes in providing investment advisory services to high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. In addition to his role at Summit Trail Advisors, Saxe also serves as a Director for Tombrock Corp., a family owned real estate management and investment company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Outsourced chief investment officer services / family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/15/2021 - Present
Summit Trail Advisors, LLC (NEW YORK NY)
NY
10/19/2015 - 08/16/2016
PURSHE KAPLAN STERLING INVESTMENTS (New York NY)
NY
08/11/2010 - 08/24/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/31/1998 - 01/28/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 10/04/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2014
Series 3 - National Commodity Futures Examination
BC
Issued 08/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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