Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rogers is a securities professional with over 12 years of experience in the financial services industry. John has a strong track record of success in the investment banking and securities markets. John is currently registered with Weild & Co. and holds Series 7, 63, 79 and SIE licenses. John was previously employed by Castle Placement, LLC and Stormharbour Securities LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/28/2023 - Present
Weild & Co. (NEW YORK NY)
NY
09/02/2016 - 08/02/2023
CASTLE PLACEMENT, LLC (New York NY)
NY
03/28/2011 - 09/08/2016
STORMHARBOUR SECURITIES LP (NEW YORK NY)
BC
Issued 01/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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