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John Dreher

Pershing LLC

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About John Dreher

John Dreher is a financial professional with over 10 years of experience in the securities industry. John is currently registered with Pershing LLC and BNY Mellon Capital Markets, LLC. John has held previous positions at INSTINET, LLC and NEWEDGE USA, LLC. John has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).

Firm Information

John Dreher is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Dreher’s Registration & Firm History

NY

02/15/2024 - Present

Pershing LLC (NEW YORK NY)

NY

01/30/2013 - 05/24/2013

INSTINET, LLC (NEW YORK NY)

IL

09/17/2012 - 01/29/2013

NEWEDGE USA, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Dreher.
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