Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dray Sterling is a financial advisor with over 28 years of experience in the industry. John has been with Edward Jones since 2009 and has a strong track record of helping clients achieve their financial goals. John specializes in working with individuals, families, and businesses. Prior to joining Edward Jones, John worked with Securities America, Inc., National Planning Corporation, and Fidelity Investments Institutional Services Company, Inc. John has a variety of licenses and certifications, including the Series 7, 6, and 63 exams as well as the SIE exam. John is also a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
08/20/2014 - Present
Edward Jones (TUCSON AZ)
AZ
09/27/2002 - 09/02/2009
SECURITIES AMERICA, INC. (TUCSON AZ)
CA
09/10/2001 - 10/01/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
RI
11/17/1993 - 03/27/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 05/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Sterling is the right advisor for you? Invested Better is here to help.
