Unclaimed
John Draper is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC, located in IRVINE, California. John has been in the industry since 1977 and has held past positions with several firms including Wells Fargo Clearing Services, LLC, Salomon Smith Barney Inc., Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John has Series 3, 5, 6, 7, 9, 10, 63 and 65 licenses as well as a SIE designation. John holds a Certified Financial Planner designation and is registered to provide investment advice in Arizona, California, Colorado, Delaware, District of Columbia, Florida, Hawaii, Idaho, Illinois, Iowa, Michigan, Missouri, Nevada, New Mexico, New York, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/22/2018 - Present
Wells Fargo Advisors Financial Network, LLC (IRVINE CA)
CA
11/23/2001 - 10/19/2018
WELLS FARGO CLEARING SERVICES, LLC (MISSION VIEJO CA)
NY
01/03/1994 - 11/27/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/16/1984 - 12/23/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/26/1978 - 07/26/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/01/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 10/29/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1990
Series 3 - National Commodity Futures Examination
BC
Issued 07/22/1982
Series 5 - Interest Rate Options Examination
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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