Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dow Crocker is a financial advisor with over 40 years of experience in the industry. John Dow Crocker currently works for Raymond James & Associates, Inc. and has been registered with them since May 2008. Prior to that, John Dow Crocker worked at MORGAN KEEGAN & COMPANY, INC. and PRINCIPAL FINANCIAL SECURITIES,INC.. John Dow Crocker is licensed to provide securities and investment advisory services in several states, including Texas, Alabama, Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Maine, Massachusetts, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Tennessee, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/20/2008 - Present
Raymond James & Associates, Inc. (Dallas TX)
TX
07/24/1997 - 05/19/2008
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
TX
09/19/1979 - 08/19/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
BC
Issued 09/18/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/04/1984
Series 4 - Registered Options Principal Examination
BC
Issued 11/22/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 09/28/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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