Unclaimed
John Douglas Spears is a vice president at Tweedy, Browne Fund Inc. and has been in the securities industry since 1975. John is registered with the state of Connecticut as an investment advisor representative. John holds the Series 63, Series 24, Series 7TO and SIE licenses. John has specialized in portfolio management for businesses, individuals, investment companies and pooled investment vehicles. John's previous employer was TWEEDY, BROWNE COMPANY LLC. John specializes in providing investment advice to high net worth individuals, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, pooled investment vehicles, and individuals other than high net worth individuals. John has an approved registration with FINRA. John works with clients at the firm's office in Stamford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
10/28/2014 - Present
Tweedy, Browne Co. LLC (STAMFORD CT)
CT
06/05/1975 - 10/06/2014
TWEEDY, BROWNE COMPANY LLC (STAMFORD CT)
BC
Issued 09/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/02/1975
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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