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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Douglas Roszell is a financial advisor currently registered with Osaic Wealth, Inc. based in Knoxville, TN. John has been in the financial services industry since September 1999. John is currently licensed to offer financial advice in 13 states including Alabama, California, Florida, Illinois, Michigan, Minnesota, Mississippi, North Carolina, Ohio, Tennessee, Texas, and has active registrations with both FINRA and the state of Tennessee. John has a diverse range of experience in the financial services industry and holds several licenses including Series 6, 7, 31, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/14/2024 - Present
Osaic Wealth, Inc. (KNOXVILLE TN)
TN
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (KNOXVILLE TN)
TN
03/23/2010 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (KNOXVILLE TN)
TN
08/17/2005 - 03/24/2010
WOODBURY FINANCIAL SERVICES, INC. (KNOXVILLE TN)
NY
05/02/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
01/10/1995 - 08/21/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 05/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/01/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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