Unclaimed
John Douglas Peterson is a financial professional with over 25 years of experience in the financial services industry. John is currently registered with Farmers Financial Solutions, LLC in California. John holds Series 63, 6TO, SIE and Series 7 licenses. John has previously been registered with LINSCO/PRIVATE LEDGER CORP., ASCEND FINANCIAL SERVICES, INC., and CHATFIELD DEAN & CO., INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/09/2023 - Present
Farmers Financial Solutions, LLC (IRVINE CA)
SC
02/16/1999 - 04/14/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
05/23/1997 - 08/04/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
CO
01/21/1993 - 03/31/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 02/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/13/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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