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John Douglas Kramer

Neuberger Berman BD LLC

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About John Douglas Kramer

John Douglas Kramer is a registered representative with Neuberger Berman BD LLC, a firm that provides a variety of financial services, including investment advisory services. John has been in the securities industry since 1999. John has a strong background in financial markets, with experience in both brokerage and investment advisory roles. John has held Series 3, 7, 24, and 63 licenses. John has been registered with Neuberger Berman BD LLC since 2015 and previously held positions at KBD Securities, LLC, Goldman, Sachs & Co., and Charter Atlantic Securities Company, Inc. John is committed to providing clients with personalized financial advice and guidance.

Firm Information

John Kramer is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Kramer’s Registration & Firm History

NY

11/02/2015 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

01/21/2010 - 11/06/2015

KBD SECURITIES, LLC (NEW YOYK NY)

NY

01/18/2001 - 04/07/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

06/13/1996 - 05/11/1999

CHARTER ATLANTIC SECURITIES COMPANY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/13/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/22/1998

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Douglas Kramer.
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