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John Douglas Hecht

Jefferies LLC

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About John Douglas Hecht

John Douglas Hecht is a financial advisor with Jefferies LLC, a firm that is registered with the Securities and Exchange Commission (SEC). John has been in the industry for over 21 years. He is a registered representative in 53 states. John has passed several industry examinations including the Series 7, 24, 63, 86, 87 and SIE. John has also held previous roles with STEPHENS, JMP SECURITIES LLC and MONTGOMERY SECURITIES.

Firm Information

John Hecht is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Hecht’s Registration & Firm History

CA

06/10/2014 - Present

Jefferies LLC (SAN FRANCISCO CA)

CA

04/16/2012 - 05/20/2014

STEPHENS (SAN FRANCISCO CA)

CA

07/19/2004 - 04/05/2012

JMP SECURITIES LLC (SAN FRANCISCO CA)

CA

07/28/1995 - 04/11/1997

MONTGOMERY SECURITIES (SAN FRANCISCO CA)

NY

08/27/1993 - 07/10/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/24/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/16/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Douglas Hecht.
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