Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Douglas Gagliardo is a financial professional with over 30 years of experience in the industry. John has worked for several firms including Chase Investment Services Corp, Dean Witter Reynolds Inc and Lehman Brothers Inc. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in both New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
IL
09/18/1996 - 10/17/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
09/01/2000 - 09/07/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/26/1995 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
NY
06/01/1992 - 07/21/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
12/20/1994 - 07/17/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
NA
07/17/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
05/02/1988 - 02/28/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/19/1987 - 11/18/1987
HAAS SECURITIES CORPORATION
NA
02/26/1987 - 09/28/1987
SHERWOOD CAPITAL, INC.
IA
Issued 08/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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