Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Douglas Brecker is an investment professional with extensive experience in the financial services industry. John is currently registered with Hamilton Lane Securities LLC and has been in the industry since 2002. John holds Series 6, 7, 24, 63, and SIE licenses. John has previously worked with Foreside Fund Services, LLC, Securian Financial Services, Inc., and Waddell & Reed, Inc. John has a strong track record of success in providing investment advice and managing client portfolios. John is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/31/2016 - Present
Hamilton Lane Securities LLC (Conshohocken PA)
PA
07/12/2007 - 10/22/2012
FORESIDE FUND SERVICES, LLC (BERWYN PA)
VA
09/17/2004 - 05/09/2007
SECURIAN FINANCIAL SERVICES, INC. (MIDLOTHIAN VA)
KS
06/14/2002 - 08/25/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 12/18/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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