Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dorso is a financial advisor with Empower Financial Services, Inc. John has been in the financial services industry since 2007 and has held previous positions at Ameriprise Financial Services, LLC, CUSO Financial Services, L.P., TD Ameritrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, CCO Investment Services Corp., Banc of America Investment Services, Inc., Quick & Reilly, Inc., and Fleet Securities, Inc. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 24, Series 26, Series 63, and Series 66 licenses. John is also registered with the state of Massachusetts and 45 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/12/2023 - Present
Empower Financial Services, Inc. (ANDOVER MA)
MA
02/05/2020 - 11/01/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Wellesley MA)
NY
02/26/2018 - 02/06/2020
CUSO FINANCIAL SERVICES, L.P. (Port Chester NY)
MA
03/28/2016 - 01/30/2017
TD AMERITRADE, INC. (BOSTON MA)
MA
05/04/2015 - 03/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
04/21/2010 - 08/21/2014
CCO INVESTMENT SERVICES CORP. (NORWOOD MA)
MA
10/20/2004 - 02/24/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWTON MA)
NY
05/21/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
TX
03/05/2002 - 05/27/2004
FLEET SECURITIES, INC. (DALLAS TX)
BOTH
Issued 01/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2013
Series 24 - General Securities Principal Examination
BC
Issued 02/22/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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