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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wyman is a financial advisor with over 35 years of experience in the industry. John has worked with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2007 and previously worked with Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Shearson Inc. and Lehman Brothers Inc.. John is a Series 7, 9, 10, 63 and 65 licensed professional who is active in Connecticut, Texas and 25 other states. John specializes in providing financial advice to high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans and other institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
05/17/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
CT
04/02/2007 - 11/06/2007
MORGAN STANLEY & CO., INCORPORATED (WILTON CT)
CT
05/18/2000 - 04/02/2007
MORGAN STANLEY DW INC. (WILTON CT)
NY
11/15/1993 - 05/09/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/09/1998 - 02/13/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 11/18/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
10/07/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/06/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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