Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Donald Pierce is a registered representative with RBC Capital Markets, LLC and has been in the industry since November 2018. John has passed the Series 63, SIE and Series 79 exams. John is registered in Texas and holds an active Series 63 registration. John is located in Houston, Texas at the 609 Main Street, 36th Floor branch office. RBC Capital Markets, LLC is a large, well-established firm with over $50 billion in assets under management and over 1784 clients. RBC Capital Markets, LLC offers a variety of advisory services, including financial planning, pension consulting, educational seminars, portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/08/2018 - Present
RBC Capital Markets, LLC (HOUSTON TX)
BC
Issued 08/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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