Unclaimed
John Maxey is a financial advisor with First Southern, LLC, a firm headquartered in Alpharetta, GA. John has been in the financial services industry since December 2003. John is registered to conduct business in Georgia and Ohio. John holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
01/22/2020 - Present
First Southern, LLC (Alpharetta GA)
GA
03/10/2015 - 10/05/2020
FIRST SOUTHERN SECURITIES, LLC. (ALPHARETTA GA)
GA
01/02/2013 - 03/17/2015
BB&T SECURITIES, LLC (ALPHARETTA GA)
GA
01/05/2006 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (ALPHARETTA GA)
NJ
12/03/2003 - 01/12/2006
BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)
BC
Issued 12/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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