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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Donald Ferguson is a financial advisor with AMG Distributors, Inc., a firm based in Stamford, CT. John Ferguson has been in the financial industry since 2004. John Ferguson is registered with the state of Connecticut and Massachusetts as a Registered Representative, Investment Advisor, or both. John Ferguson is also licensed in other states. John Ferguson has a strong background in the financial services industry and has worked with various companies, including LPL Financial LLC, Investors Capital Corp., BANC of America Investment Services, Inc., Fidelity Brokerage Services LLC, Assent LLC, E*TRADE Professional Trading, LLC, Prescient Securities, LLC, and Andover Brokerage, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/26/2015 - Present
AMG Distributors, Inc. (STAMFORD CT)
MA
10/05/2011 - 10/28/2014
LPL FINANCIAL LLC (BOSTON MA)
MA
03/09/2011 - 08/12/2011
INVESTORS CAPITAL CORP. (DANVERS MA)
MA
03/03/2008 - 03/26/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BURLINGTON MA)
MA
04/19/2006 - 11/23/2007
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
IL
07/29/2003 - 09/27/2004
ASSENT LLC (BOLINGBROOK IL)
NY
03/14/2003 - 08/11/2003
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
IL
03/03/2003 - 03/12/2003
PRESCIENT SECURITIES, LLC (BOLINGBROOK IL)
NY
12/19/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
04/13/2000 - 11/29/2002
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
BOTH
Issued 08/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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