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John Donald Dell

Finalis Securities LLC

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About John Donald Dell

John Dell is a registered representative associated with Finalis Securities LLC. John has been in the industry for 5 years and holds the Series 63 and SIE registrations. John is licensed in California, Illinois, and Texas. John was previously employed by Growth Capital Services, Inc. in Claymont, DE.

Firm Information

John Dell is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Dell’s Registration & Firm History

NY

01/18/2022 - Present

Finalis Securities LLC (New York NY)

DE

06/27/2018 - 02/08/2022

GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)

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Licenses & Designations

BC

Issued 06/15/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Donald Dell.
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