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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Froley is a financial advisor with over 25 years of experience in the financial services industry. John is currently registered with New Edge Wealth and has previously worked at First Republic Securities Company, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., AXA ADVISORS, LLC, DIRECT CAPITAL SECURITIES, INC., WELLS FARGO VAN KASPER, LLC, and GABELLI & COMPANY, INC. John holds Series 63, Series 66, Series 7 and SIE licenses. John also holds the Certified Financial Planner designation. John specializes in providing financial planning, pension consulting, and portfolio management services to high-net-worth individuals, corporations, and other businesses. John provides investment advice to a variety of clients including high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and other businesses. John has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/22/2023 - Present
NEW Edge Wealth (San Francisco CA)
CA
08/20/2008 - 06/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
12/06/2004 - 08/21/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
NY
11/26/2001 - 12/08/2004
AXA ADVISORS, LLC (NEW YORK NY)
TX
04/25/2001 - 05/07/2001
DIRECT CAPITAL SECURITIES, INC. (AUSTIN TX)
CA
02/28/1997 - 04/04/2001
WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)
NY
03/15/1995 - 10/10/1995
GABELLI & COMPANY, INC. (RYE NY)
BOTH
Issued 01/09/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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