Unclaimed
John Dominic Wright is a financial advisor currently associated with Wells Fargo Clearing Services, LLC. John has been in the securities industry since 2006. John is licensed in Arkansas, Massachusetts, Texas, and Utah. John has earned the Series 4, 7, 9, 10, 24, 52TO, 53, 66, and SIE licenses. John holds the following designations: . John has experience working at several firms including CAPITAL ONE INVESTING, LLC, CAPITAL ONE INVESTMENT SERVICES LLC, J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., WELLS FARGO INVESTMENTS, LLC, CITIGROUP GLOBAL MARKETS INC., and LEGG MASON WOOD WALKER, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/04/2018 - Present
Wells Fargo Clearing Services, LLC (THE WOODLANDS TX)
TX
01/02/2015 - 04/05/2018
CAPITAL ONE INVESTING, LLC (Houston TX)
TX
10/09/2012 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (WHARTON TX)
TX
10/01/2012 - 10/11/2012
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
04/06/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
11/07/2007 - 01/13/2010
WELLS FARGO INVESTMENTS, LLC (THE WOODLANDS TX)
LA
02/21/2006 - 06/30/2006
CITIGROUP GLOBAL MARKETS INC. (BATON ROUGE LA)
MD
09/30/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 10/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2012
Series 4 - Registered Options Principal Examination
BC
Issued 05/30/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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