Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dodge Mullen is a financial advisor with over 27 years of experience in the financial services industry. John is currently registered with Principal Asset Management as an investment advisor representative and has previously held similar roles with several other firms, including PRINCOR FINANCIAL SERVICES CORPORATION, SIGNATOR INVESTORS, INC., and JOHN HANCOCK FUNDS, INC. John is licensed to conduct business in Alabama, Florida, Georgia, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
GA
03/02/2022 - Present
Principal Asset Management (Canton GA)
IA
06/20/2007 - 09/22/2008
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
01/01/2002 - 09/16/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
07/27/2001 - 01/01/2002
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
KS
06/08/1999 - 12/08/2000
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
RI
10/30/1995 - 04/20/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IN
03/28/1994 - 05/19/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NA
02/01/1994 - 03/28/1994
SHAWMUT BROKERAGE, INC.
BOTH
Issued 02/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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