Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Diiorgi is a financial professional with over a decade of experience in the industry. John currently holds a Series 7, Series 99, and Series 63 license and is registered with National Financial Services LLC. Prior to joining National Financial Services LLC, John worked at Conifer Securities LLC and UBS Securities LLC. John's experience and qualifications make him a valuable asset to clients seeking financial guidance and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
05/23/2016 - Present
National Financial Services LLC (JERSEY CITY NJ)
NY
03/16/2011 - 09/04/2012
CONIFER SECURITIES LLC (NEW YORK CITY NY)
NY
01/01/2008 - 05/06/2010
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2016
Series 99 - Operations Professional Examination
BC
Issued 12/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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