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John Diego Cioccia

FHN Financial Securities Corp.

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About John Diego Cioccia

John Diego Cioccia is a financial professional with over 35 years of experience in the industry. John is currently registered with FHN Financial Securities Corp. and holds the Series 27, Series 99TO, and SIE licenses. John has previously held positions at Coastal Securities, Inc., GSC Securities, Inc., and Government Securities Corporation.

Firm Information

John Cioccia is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Cioccia’s Registration & Firm History

TX

04/01/2017 - Present

FHN Financial Securities Corp. (HOUSTON TX)

TX

07/01/1996 - 04/01/2017

COASTAL SECURITIES, INC. (HOUSTON TX)

NA

07/11/1988 - 07/01/1996

GSC SECURITIES, INC.

NA

07/25/1987 - 07/01/1996

GOVERNMENT SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 01/25/1988

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Diego Cioccia. Review regulatory record here.
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