Unclaimed
John Diego Cioccia is a financial professional with over 35 years of experience in the industry. John is currently registered with FHN Financial Securities Corp. and holds the Series 27, Series 99TO, and SIE licenses. John has previously held positions at Coastal Securities, Inc., GSC Securities, Inc., and Government Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/01/2017 - Present
FHN Financial Securities Corp. (HOUSTON TX)
TX
07/01/1996 - 04/01/2017
COASTAL SECURITIES, INC. (HOUSTON TX)
NA
07/11/1988 - 07/01/1996
GSC SECURITIES, INC.
NA
07/25/1987 - 07/01/1996
GOVERNMENT SECURITIES CORPORATION
BC
Issued 01/25/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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