Unclaimed
John Diego China is a licensed securities professional with over 20 years of experience in the financial services industry. John currently holds a Series 7, Series 24, Series 63, Series 66, and Series 79TO license and is registered with J.p. Morgan Securities LLC in San Francisco. Prior to joining J.p. Morgan Securities LLC, John worked at SVB Securities. John is licensed in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/14/2024 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
06/14/2002 - 07/01/2019
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK (SAN FRANCISCO CA)
BC
Issued 07/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/13/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/22/2024
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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