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John Dicapua

Trident Partners Ltd.

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About John Dicapua

John Dicapua is a financial advisor in Woodbury, NY. John has been working in the financial services industry since 1986 and is currently registered with Trident Partners Ltd. John holds the following licenses: Series 6, 7, 52TO, SIE, and Series 63. John has been registered in New York and New Jersey. John's previous employers include: Glenn Michael Financial, Inc., Broadmark Capital Corp., Gilford Securities Incorporated, W.J. Nolan & Company, Inc., Baird, Patrick & Co., Inc., Jersey Capital Markets Group Inc., and Glickenhaus & Co.

Firm Information

John Dicapua is currently registered with Trident Partners Ltd.. Trident Partners Ltd. is a Corporation formed on May 17, 1996, and has been approved to operate in all 50 states and the District of Columbia. The firm has an approved SEC registration. They have a total of 9 disclosures on file, including 5 for regulatory events and 4 for arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Dicapua’s Registration & Firm History

NY

02/10/2003 - Present

Trident Partners Ltd. (WOODBURY NY)

NY

10/03/2000 - 02/07/2003

GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)

NY

02/16/2000 - 10/04/2000

BROADMARK CAPITAL CORP. (NEW YORK NY)

NY

06/06/1995 - 02/14/2000

GILFORD SECURITIES INCORPORATED (NEW YORK NY)

NY

12/04/1990 - 05/26/1995

W.J. NOLAN & COMPANY, INC. (NEW YORK NY)

NJ

09/12/1988 - 10/10/1990

BAIRD, PATRICK & CO., INC. (FAIRFIELD NJ)

NA

11/03/1987 - 09/19/1988

JERSEY CAPITAL MARKETS GROUP INC.

NA

11/20/1985 - 10/07/1987

GLICKENHAUS & CO.

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Licenses & Designations

BC

Issued 07/27/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/1995

Series 7 - General Securities Representative Examination

BC

Issued 11/19/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Dicapua.
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