Unclaimed
John Dibacco is a financial professional with over 24 years of experience in the financial industry. John is currently registered with Clear Street LLC and is licensed to conduct business in Connecticut. John previously held positions at several firms including UBS Securities LLC, CTC, LLC, Virtu Americas LLC, and GETCO Securities, LLC. John is a Series 7, Series 24, Series 3, Series 4, Series 55, and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/15/2023 - Present
Clear Street LLC (Stamford CT)
IL
04/15/2020 - 10/12/2023
CTC, LLC (CHICAGO IL)
NY
05/22/2019 - 09/24/2019
VIRTU ITG LLC (NEW YORK NY)
NY
07/01/2013 - 09/24/2019
VIRTU AMERICAS LLC (New York NY)
IL
03/22/2012 - 06/11/2014
OCTEG, LLC (CHICAGO IL)
IL
03/22/2012 - 09/25/2013
GETCO SECURITIES, LLC (CHICAGO IL)
IL
03/22/2012 - 06/20/2012
GETCO EXECUTION SERVICES LLC (CHICAGO IL)
NY
07/06/2009 - 02/10/2012
UBS SECURITIES LLC (NEW YORK NY)
CT
01/27/1999 - 05/28/2009
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 02/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2007
Series 4 - Registered Options Principal Examination
BC
Issued 08/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2002
Series 3 - National Commodity Futures Examination
BC
Issued 04/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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