Unclaimed
John Dexter Dyment is a financial professional with over 24 years of experience in the industry. John currently holds a Series 7, Series 3, SIE, and Series 66 licenses. John has been with Blue Owl Securities since May 2021 and has previously worked for Neuberger Berman BD LLC, UBS Securities LLC, Deutsche Bank Securities Inc., Vencast Securities, LLC, Goldman, Sachs & Co., and Smith Barney, Harris Upham & Co., Incorporated. John is licensed to conduct business in 51 states and is a General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/20/2021 - Present
Blue OWL Securities (New York NY)
NY
10/09/2015 - 05/19/2021
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
08/09/2011 - 03/28/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
05/14/2001 - 08/29/2007
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/22/2000 - 04/11/2001
VENCAST SECURITIES, LLC (NEW YORK NY)
NY
10/11/1992 - 03/20/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/25/1987 - 07/02/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 10/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1992
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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