Unclaimed
John Devers Hursh is an investment advisor representative with Ameriprise Financial Services, LLC. John has been in the industry since 1982 and has held registrations with several firms over the years, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Prudential Securities Incorporated. John holds several licenses, including Series 7, 9, 10, 15, 63, and 65, and provides a range of investment advisory services to clients, including financial planning, asset allocation services, portfolio management, and educational seminars. John is registered to provide investment advisory services in several states, including Connecticut, Texas, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Kentucky, Maine, Maryland, Massachusetts, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, South Carolina, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin. John also owns real estate in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
12/20/2019 - Present
Ameriprise Financial Services, LLC (New Haven CT)
CT
06/01/2009 - 09/11/2012
MORGAN STANLEY SMITH BARNEY (NEW HAVEN CT)
CT
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW HAVEN CT)
MD
02/24/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
12/21/1982 - 01/10/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/26/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1995
Series 15 - Foreign Currency Options Examination
BC
Issued 01/20/1995
Series 5 - Interest Rate Options Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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