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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Derek Lewis is a financial advisor with over 50 years of experience in the industry. John Derek Lewis is currently registered with J.derek Lewis & Associates, Inc. The firm has offices in Newport Beach, CA. John Derek Lewis is registered as an investment advisor in 22 states, including Arizona, California, Colorado, Georgia, Hawaii, Idaho, Kansas, Michigan, Missouri, Montana, Nevada, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington, Wisconsin and Wyoming. John Derek Lewis has also held past registrations with Blyth Eastman Dillon & Co. Incorporated, Eastman Dillon, Union Securities & Co., Incorporated and Hagerty, Stewart & Associates, Inc. John Derek Lewis is a registered principal with FINRA and is also a member of the Securities Industry and Financial Markets Association (SIFMA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/15/2024 - Present
J.derek Lewis & Associates, Inc. (NEWPORT BEACH CA)
CA
09/12/1979 - 06/14/1991
HAGERTY, STEWART & ASSOCIATES, INC. (SAN DIEGO CA)
NA
11/14/1972 - 11/01/1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
05/10/1968 - 11/14/1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
IA
Issued 12/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/1991
Series 4 - Registered Options Principal Examination
BC
Issued 02/26/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/03/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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