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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Derby Doscher is a financial advisor with over 40 years of experience in the financial services industry. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Connecticut, New York, and Texas. John has a wide range of experience and holds several licenses and certifications including Series 63, Series 5, Series 15, and Series 7. John has specialized in providing services to individuals, businesses, and institutions in areas such as portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/26/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIDGEFIELD CT)
NY
06/01/2009 - 09/12/2014
MORGAN STANLEY (MOUNT KISCO NY)
NY
05/22/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
NA
09/24/1981 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 08/19/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1985
Series 5 - Interest Rate Options Examination
BC
Issued 10/31/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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