Unclaimed
John Denny MacPherson is a financial advisor with Raymond James & Associates, Inc. in ST. PETERSBURG, FL. John has been in the securities industry since 2003. He is a registered representative and investment advisor representative. He is also licensed in Florida as a Registered Securities Principal, Series 4 and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/05/2007 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
KS
11/02/2004 - 12/14/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
PA
02/27/2001 - 10/25/2002
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
BOTH
Issued 01/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2015
Series 4 - Registered Options Principal Examination
BC
Issued 07/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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