Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lowry is a licensed securities professional who has been working in the industry since 2001. John is currently registered with Spartan Capital Securities, LLC. John has a long history of experience in the securities industry, having previously worked at Garden State Securities, Inc. and Fordham Financial Management, Inc. John has passed multiple industry exams, including Series 7, Series 24, Series 63, SIE, and Series 79TO. John is registered in 51 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/10/2008 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
01/03/2007 - 08/05/2008
GARDEN STATE SECURITIES, INC. (NEW YORK NY)
NY
01/26/2001 - 01/30/2007
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
BC
Issued 02/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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